Location: Basinghall Street, London Reports to: Senior Partner / Team Leader Contract Type: Full-time, Permanent

Role Overview

We are seeking an experienced and technically strong individual to join our Wealth Management team as a Senior Business Support Executive. The successful candidate will support the management of a substantial client portfolio and assist with the oversight and development of advisers and support staff alongside the Senior Partner. The role plays a key part in delivering exceptional client outcomes through technical financial planning support, operational management, business development support, and leadership across the wider team. This opportunity would suit an experienced professional within Financial Planning or Wealth Management looking to take on broader responsibility within a high-performing environment.

Key ResponsibilitiesBusiness Processing

• Conduct detailed analysis of provider information and client data.
• Perform financial calculations and technical analysis to support financial planning recommendations.
• Complete CFRs accurately and efficiently.
• Draft, review, and finalise suitability reports and associated client documentation.
• Maintain high standards of file quality and compliance.

 

Meeting Preparation

• Prepare tailored recommendations for presentation in client meetings.
• Produce and maintain client cashflow modelling reports.
• Prepare meeting packs, financial analytics, and supporting documentation.

Business Management & Forecasting

• Monitor and maintain recurring revenue streams across the client portfolio.
• Forecast income and identify opportunities to improve business pipeline and operational efficiency.
• Support wider business planning and operational objectives.

Client Servicing

• Ensure all clients receive annual review meetings within agreed service timelines.
• Maintain accurate client records and meeting outcomes within Salesforce.
• Draft and issue review letters and follow-up documentation promptly following meetings.

Risk & Compliance

• Identify, monitor, and escalate potential client, business, and regulatory risks.
• Work closely with the internal Risk & Compliance team to maintain robust governance standards.
• Ensure all documentation and processes remain compliant with FCA requirements.

Team Management & Leadership

• Support the management and development of support staff within the team.
• Mentor junior team members to improve technical capability, efficiency, and service standards.
• Assist with the operational development of advisers across the wider team.
• Act as a key communication link between Senior Management and the wider team.

Skills & Experience Required

• Previous experience within Wealth Management or Financial Planning.
• Strong technical knowledge of pensions, investments, and financial planning.
• Experience preparing suitability reports and supporting advisers.
• Strong organisational, analytical, and communication skills.
• Ability to manage workloads effectively within a fast-paced environment.
• Experience using Salesforce and cashflow modelling software preferred.
• Level 4 Diploma qualified (or working towards) preferred.

What We Offer

• Competitive salary
• Performance-related bonus structure
• Career development opportunities within a growing team
• Professional and collaborative working environment

Pay: £40,000.00-£45,000.00 per year Ability to commute/relocate:

• London EC2V 5DE: reliably commute or plan to relocate before starting work (required)

Language:

• English (required)

Licence/Certification:

• Level 4 Investment Advice Diploma (CISI/CII) (preferred)

Willingness to travel:

• 100% (required)

Work Location: In person View the original Indeed job posting for the Business Support Executive opportunity at Clearwater Wealth Management in London.

Role Overview

Financial Adviser – Build Your Legacy in Private Wealth Location: London | Employed Role | £50,000–£70,000 Base + Uncapped Earnings At Apollo Private Wealth, we’re not just hiring advisers, we’re building futures. Yours could be next. Are you an experienced Financial Adviser with a passion for supporting clients through complex life transitions? This is a unique opportunity to specialise in divorce-focused financial planning, working with high-net-worth individuals navigating one of the most critical financial moments of their lives. Whether you already have experience in this niche or are looking to build it with full support behind you, this role allows you to make a meaningful impact while building a highly valuable and differentiated client base.

• Provide expert, empathetic financial advice to clients going through divorce or separation.
• Support clients in financial settlements, including asset division, pension sharing, and long-term financial planning.
• Work closely with solicitors and legal professionals to ensure aligned and effective client outcomes.
• Help clients rebuild and restructure their financial futures post-divorce across investments, pensions, tax planning, and estate structuring.
• Build strong, trust-based relationships during emotionally sensitive situations.
• Proactively grow your niche through professional partnerships, referrals, and networking within the legal and HNW space.
• Collaborate with internal teams including Business Development, Paraplanning, and Admin to deliver a seamless client experience.

Role Requirements

• Minimum 3 years’ experience as a Financial Adviser / Wealth Adviser.
• Level 4 Diploma (required), Level 6 / Chartered status (preferred).
• Experience advising high-net-worth clients, ideally with exposure to complex or sensitive cases.
• Strong interpersonal and emotional intelligence, able to handle delicate situations with professionalism and care.
• A proven track record of delivering high-quality advice and client outcomes.
• Experience in specialising in divorce financial planning
• Ambition, integrity, and a desire to build a respected niche within private wealth.

Why us?

The Extras That Matter

• 24 Days Holiday + Your Birthday Off and accrued holiday wit service
• Ongoing Training & Development
• NHS Medicash Health Plan
• Life Assurance & Income Protection
• Quarterly Company Socials
• Office in London with Hybrid Working

Ready to Make the Move? If you're serious about making your mark in wealth management, and want to join a firm where your success is our mission, Apollo Private Wealth is the next step in your journey. Apply now to take ownership of your future, supported by a team that believes in your potential. Learn more about us

About us

We’re part of Apollo Group  a fast-growing collective of specialist financial advice, business services, and client experience teams. We’re backed by one of the UK’s largest wealth networks through St. James’s Place, but we move at the pace of a startup and operate with the care of a family office. View the original Indeed job posting for the Financial Adviser - Divorce Specialist opportunity at Apollo Private Wealth in London EC3V 9BQ, United Kingdom.

Location: Altrincham / Hybrid Salary: Up to £45,000 CII Level 4 Diploma (Minimum) 30 Days Annual Leave + 8 Bank Holidays 9% Pension Scheme We are seeking an experienced Diploma Qualified File Reviewer to join a high-performing compliance and business assurance team within a National & leading firm of Chartered Financial Planners. This role is ideal for someone with strong technical knowledge, excellent attention to detail, and a passion for maintaining high standards of advice, suitability and regulatory compliance. You will play a vital part in supporting robust risk-based monitoring across both asset management and financial planning activity, helping the business uphold its commitment to delivering high-quality advice and exceptional client outcomes. Role Overview You will support the Head of File Checking by conducting thorough client file reviews in line with internal policies, FCA regulation, and Consumer Duty requirements. Working closely with Advisers, Paraplanners, T&C and Business Assurance colleagues, you will ensure advice is suitable, documentation is complete, and processes are adhered to consistently and fairly. This role offers breadth and variety, covering both pre-sale and post-sale reviews, thematic monitoring, and contributing to ongoing improvements across the advice process.

Key Responsibilities

• Conduct pre- and post-sale client file reviews across asset management and financial planning functions
• Ensure suitability, completeness and accuracy of advice, documentation, disclosures and records
• Identify risks, breaches or gaps and recommend appropriate corrective actions
• Apply FCA guidelines including COBS, PROD, Treating Customers Fairly, Consumer Duty and vulnerable client considerations
• Provide structured and constructive feedback to Advisers and Paraplanners
• Escalate potential issues to the Business Assurance Manager or relevant stakeholders
• Support training initiatives by highlighting adviser or paraplanner development needs
• Maintain accurate records of file checks, outcomes and follow-up actions
• Support thematic reviews and other monitoring tasks set out in the assurance plan
• Manage workload effectively to ensure timely completion of checks and follow-ups
• Contribute to process improvements by identifying trends or reoccurring issues
• Provide assistance across the wider Business Assurance function as required
• Demonstrate expected behaviours in line with the FCA Conduct Rules at all times
• Knowledge, Skills & Experience

Essential

• Level 4 Diploma qualified
• Minimum 2 years' file-checking experience within an asset management or financial planning environment
• Strong understanding of UK financial services and retail investment products
• Knowledge of investment management, suitability requirements, and financial planning processes (investments, retirement, protection, tax planning)
• Strong working knowledge of FCA regulations including COBS, SYSC and PROD
• Excellent attention to detail and analytical skills
• Ability to work independently, use initiative and manage workload effectively
• Strong communication skills with the ability to build relationships and deliver constructive feedback

Desirable

• Experience file checking within an IFA environment
• Working knowledge of Intelligent Office

Why Apply?

This is an opportunity to join a respected and growing business where quality, professionalism and client outcomes are at the forefront. You will be part of a collaborative and knowledgeable team, with the chance to influence standards, help develop advisers, and contribute to ongoing improvements across the advice process. NJR16610 #ADM Job Types: Full-time, Permanent Pay: £43,000.00-£45,000.00 per year

Application question(s):

• Are you Level 4 Diploma Qualified?
• Have you been in a Pensions & Investment File Review role?

Work Location: In person View the original Indeed job posting for the File Reviewer - Pension & investments opportunity at NJR Recruitment LTD in Altrincham.

Location: Poole Salary: £35,000 – £40,000 Job Types: Full-time | Permanent

Location: Newbold Salary: £32,500 – £47,500 Job Types: Full-time, Part-time, Permanent  

Paraplanner – Financial Services

Salary £30,000 - £45,000 (depending on experience) - we would consider part time for the right candidate (pro rata) We’re seeking a dedicated and proactive Paraplanner to play a vital role in our team. This position involves close collaboration with our financial advisers, helping to craft tailored financial advice and investment strategies for our valued clients. The role requires a strong foundation in financial planning, alongside a thorough understanding of investment products and strategies. Exceptional analytical and communication skills, paired with meticulous attention to detail, are essential for success. This is a unique opportunity for a motivated and resourceful individual who thrives in a dynamic environment. You’ll contribute directly to the growth of our business and help deliver the exceptional service our clients expect. Our company specialises in bespoke financial advice and investment management services for high-net-worth individuals and businesses. As a Paraplanner, you’ll take on meaningful responsibilities, working at the heart of the advice process to shape our clients’ financial futures.

 

THE ROLE

• Comprehensive understanding of client requirements and assistance with producing effective financial solutions to these requirements
• Technical research and analysis on viability and strength of financial plans
• Preparation of suitability letters
• Collaborate with financial advisors to develop and implement investment strategies for clients
• Effective and timely updates of client records and back-office system
• Liaison with clients and product providers
• Areas covered will include mainly pensions and investments but also protection
• Fulfil regulatory reporting requirements
• Act as a liaison between clients and financial advisors, responding to client inquiries and providing timely and accurate information
• Stay up-to-date on industry trends and regulations to ensure compliance with all relevant laws and regulations

 

ESSENTIAL CRITERIA

• Minimum of 3 years of experience in financial planning or a similar role
• Excellent communication and report writing skills
• Candidates will be Level 4 Diploma qualified or working towards this qualification
• Professional telephone manner and interpersonal skills
• Team player
• IT proficiency including Microsoft Office

 

DESIRABLE CRITERIA

• Intelliflo back-office experience
• Experience using Genovo

 

THE OFFER

• Competitive salary
• Discretionary Bonus
• Death in Service
• Staff Team Building Days Out
• Early finish on a Friday
• 25 days holiday + bank holidays
• Company Pension Scheme
• Free Parking

  Job Types: Full-time, Part-time, Permanent Pay: £32,500.00-£47,500.00 per year

 

Benefits:

• Company pension
• Free parking
• Life insurance

Work Location: In person View the original Indeed job posting for the Paraplanner opportunity at Kirrage Williams Limited in Newbold.

Location: Farnham Salary: £55,000 – £60,000 Job Type: Full-time | Permanent | Graduate  

Financial Planner – based Farnham, Surrey – competitive salary + benefits

Northwood Wealth Management are a growing specialist Financial Planning Consultancy supporting high net worth clients in the South of England. Due to strong client growth we have a new and exciting opportunity for a qualified Financial Planner to join our existing Financial Planning expert team. CII Diploma Level 4 or equivalent. SPS with current authorisation. Are you wanting to work with a consultancy practice that focus on client longer term financial goals and planning and can develop your skills through mentorship? We are offering a genuinely career enhancing opportunity that will develop your knowledge in a truly supportive friendly environment. Northwood Wealth Management is a Life Centred Financial Planning Consultancy that believe that wealth exists to serve our clients – not the other way around. Our role is to ensure that people are empowered to live the life they choose by providing financial focus and independence.

The Role

Rapport – getting to know our clients and asking about their longer term aims prior to planning. Analysis – asking the right questions then full analysis of clients’ requirements, development of cash flow models and accurate recording of client data. Solutions - construction of financial planning solutions (investment, retirement, tax and estate planning) supported by the production of models and reports. Working with our Paraplanning/ Admin teams to create reports that support and help our clients. Relationship Building - liaison with clients by telephone, letter, email and leading face to face meetings. Coordination - working with administrative staff to ensure application and provider forms are prepared as required and clients are updated throughout the process.

Our Requirements;

Diploma in Financial Planning A minimum of 4 years industry experience Excellent administrative, research, report writing and communication skills Willingness to learn understand and share our ethos regarding integrity of supporting clients Excellent analytical skills with a preference for working in a structured, planned manner Salary & Benefits: Salary: Up to £60,000 + benefits + salary progression ladder. Salary level dependent on qualification and experience level Hours: Permanent, full time, scope for 1/2 days per week from home. Flexibility around working hours No agents please AG/NWM/01 Job Types: Full-time, Permanent, Graduate Pay: £60,000.00 per year

 

Benefits:

• Additional leave
• Company events
• Company pension
• Employee mentoring programme
• Flexitime
• Free parking
• On-site parking

 

Ability to commute/relocate:

• Farnham GU9 7SD: reliably commute or plan to relocate before starting work (required)

 

Application question(s):

• Our role is office based in Farnham, Surrey so essential that you can commute a minimum of 3 days per week
• Are you legally entitled to work in the UK?

 

Experience:

• Financial advice: 4 years (required)

 

Licence/Certification:

• Diploma Level 4 Financial Planning Qualified (required)

 

Work Location: In person   View the original Indeed job posting for the Financial Planner opportunity at Agile HR Consulting in Farnham.

Location: London We are a rapidly growing pan-European digital wealth manager, serving over 167,000 active investors with more than £5.5 billion invested on our platform. We began in Milan in 2011 with the purpose to help more people improve their financial well-being by making personal investing simple and accessible through technology. Fast forward to today, and we are recognised as one of the most innovative fintechs, headquartered in the heart of London. With a team of 220+ people across 4 offices in Italy and the UK, we are proudly backed and funded by major partners including Poste Italiane, Cabot Square Capital, United Ventures, and Allianz.

Our vision

Our vision is to combine passion, expertise, and technology to provide best-in-class investment solutions and advice that protects and grows client wealth over time.

Our Core Values:

We’ve built our business on three Principles:

• Relationships are our first asset: We’re one team, built on trust, honesty, and transparency. We value our relationships above all else.
• Trust drives success: We give each other the space to grow. We empower our employees to succeed, so they can make a real impact.
• Our customers dream big, just like us: We see the bigger picture and we make sure our customers see it, too. We’re always focused on the best outcomes for our clients and for each other, no matter what the goal, or how big the dream

 

What this means in practice:

At Moneyfarm, our success comes from the impact each of us makes. We move with purpose, urgency, and ambition, focused on delivering outcomes that matter for our clients and our business. Everyone is empowered to take ownership, challenge the status quo, and turn bold ideas into results. As we evolve, we embrace AI as a catalyst for sharper thinking, smarter decisions, and even greater impact. Our diversity makes this possible. Different perspectives, backgrounds, and experiences fuel our creativity and drive better decisions — it’s our competitive edge. We value people for who they are and their unique strengths: that's why we offer flexible ways of working to support them in doing their best work.  

About the role:

We are looking for a candidate to join our client facing department (Advisory team), who are responsible for all one to one interactions with our retail clients. The investment consultant, through remote contact channels (telephone, video call, chat, email), will contribute to build strong customer relationships and will aim to accompany customers throughout their investment journey in Moneyfarm. The consultant, who will be assigned qualitative and quantitative objectives, will look after a book of their own clients once fully onboarded and will be responsible for the satisfaction as well as the contributions from those clients.  

Key Responsibilities

• Act as a spokesperson for Moneyfarm, delivering an exceptional customer experience as the first point of contact
• Building a strong knowledge of Moneyfarm’s products and platform
• Be responsible for a book of clients, actively reaching out to new and existing clients to grow their assets under management through email, phone or via video call
• Communicate to our clients the views of our expert portfolio managers on how we invest our client's wealth and financial markets as a whole.
• Provide clear and concise guidance to help clients to reach their financial goals
• Work closely with other departments on additional projects to help improve overall client experience
• Keep the CRM database (Salesforce) up to date with all client contact.

Requirements

Must have:

• Willing to study for CISI Investment Advice Diploma (or level 4 equivalent) exams
• Be commercially driven
• Excellent communication skills, both verbal and written
• Have a strong ‘get up and go’ work ethic, with the ability to work at a high level in a fast-paced environment
• Outstanding problem solving & organisational skills
• Minimum 2:1 degree
• A-Level (or equivalent) in Maths, Economics, Finance or a relevant numerate subject at grade B or above.

Nice to have:

• Begin work towards CISI Investment Advice Diploma (or level 4 equivalent)
• Basic understanding of Moneyfarm’s offerings (Pensions, General Investment Accounts and Stocks & Shares ISAs)
• A passion for startups and a strong interest in building a career in the Financial Services
• Successful experience in sales and client relationship management

Benefits

• Health Insurance, Wellness plan
• Fee free investments on Moneyfarm platform
• Incentive scheme
• Career development opportunities
• Training opportunities
• Regular office social events
• Happy and friendly culture!

View the original Indeed job posting for the Investment Consultant opportunity at Moneyfarm in London.

Location: The Gherkin, City of London Job type: Full-time, Permanent Work pattern: Monday to Friday Work setting: Hybrid, London office and remote Salary: From£50,000- £70,000 per year Expected earnings: £150,000+ OTE   Thornton & Baines IFA Ltd is looking for an experienced Financial Adviser to join our team in the City of London. Based at The Gherkin, this is an opportunity to work with a well-established independent financial advisory firm that has spent over 20 years building a strong reputation in wealth management and inheritance tax planning. This role is designed for advisers who want to focus on advising, building relationships and closing business, without spending their time cold calling or self-generating leads. All client meetings are pre-booked directly into your diary, allowing you to focus on delivering advice and converting quality opportunities. You will be working with high-net-worth clients, supported by a strong internal lead generation system, a recognised brand and a steady flow of qualified appointments.

What we offer

 

Location: City of London Contract : Full Time Salary : £32,000 – £38,000

Start Your Career Where Decisions Are Made

A leading financial firm based in the City of London is expanding its Risk team and opening the door to individuals looking to break into one of the most critical areas of finance. This opportunity is designed for those who are switched on, commercially aware, and ready to step into a role where your work directly supports business stability, regulatory alignment, and strategic growth. No prior experience in risk is required. What matters is your mindset, your ability to think critically, and your willingness to learn quickly in a fast-moving environment.

The Opportunity

You will be working alongside experienced risk and compliance professionals, gaining exposure to how financial institutions identify threats, manage uncertainty, and protect both clients and the business. From day one, you will be involved in real tasks that contribute to how the business operates.

What You’ll Be Doing

• Reviewing internal processes to identify potential risks or inefficiencies
• Supporting the monitoring of financial and operational risk indicators
• Assisting in ensuring the business aligns with regulatory expectations, including standards set by the Financial Conduct Authority
• Analysing reports and data to highlight trends or irregularities
• Working with different departments to improve controls and reduce exposure to risk
• Contributing to internal reviews, audits, and ongoing risk assessments
• Producing clear, structured reports for senior team members

What They’re Looking For

• This role is open to individuals from a wide range of backgrounds. You do not need a traditional finance profile to apply.
• Strong problem-solving ability and attention to detail
• Confidence working with data, numbers, or structured information
• A genuine interest in how businesses manage risk and make decisions
• Good communication skills and the ability to present ideas clearly
• A proactive attitude and willingness to take initiative
• Any exposure to finance, business, or compliance is beneficial but not required

What You’ll Get In Return

• Starting salary of £32,000 – £38,000 with performance-based increases
• Full support towards professional qualifications in risk, compliance, or finance
• Hands-on training with experienced professionals in the field
• Clear progression into specialised roles such as Operational Risk, Market Risk, or Compliance
• Access to a high-performing, fast-paced financial environment in Central London
• Long-term career development with structured growth opportunities

Why This Role

This is a genuine entry point into the financial services industry without the usual barriers. If you are looking for a role that offers real responsibility, career progression, and the chance to build valuable, transferable skills in a respected sector, this is the type of opportunity that can define your career early.

Applications

Due to the location and nature of the role, applications are expected to be high. Early applications are encouraged.

Location: Central London Salary: £55,000 – £65,000 + Performance Bonus + Long-Term Incentives  

A role with real influence, not just oversight

This is not a reporting-heavy ESG position where you sit on the sidelines. You will be directly shaping investment decisions, influencing capital allocation, and working alongside senior investment professionals to ensure environmental, social, and governance principles are embedded into the core of every deal, portfolio, and client strategy. You will be joining a firm that treats ESG as a commercial advantage, not a compliance exercise. The expectation is simple: bring insight, challenge thinking, and elevate how investments are assessed and executed.  

What you will be responsible for

You will take ownership of ESG integration across investment activity, ensuring that sustainability considerations are embedded from initial screening through to portfolio monitoring and exit strategies. You will analyse potential investments through an ESG lens, identifying both risks and opportunities that others may overlook. This includes reviewing company disclosures, assessing governance structures, evaluating environmental impact, and understanding social responsibility within business models. Working closely with investment teams, you will contribute to due diligence processes, offering ESG insights that directly influence whether deals proceed, how they are structured, and how risks are mitigated. You will design and refine ESG frameworks used internally, ensuring they align with evolving market expectations and regulatory standards. This includes developing scoring methodologies, impact measurement tools, and reporting structures that are both commercially relevant and technically robust. A key part of your role will involve engaging with portfolio companies. You will guide leadership teams on improving ESG performance, supporting them in implementing sustainable practices that enhance long-term value. You will also play a role in client-facing activity, contributing to presentations, investment reports, and strategic discussions where ESG performance and impact are increasingly central to decision-making.    

What makes this role different

This position goes beyond policy writing and reporting. You will be embedded within investment activity, working on live opportunities and influencing outcomes in real time. You will have visibility across a diverse portfolio, gaining exposure to multiple sectors and investment strategies. The role offers a balance of analytical work, strategic input, and stakeholder engagement. You will be encouraged to challenge assumptions. ESG is evolving rapidly, and the firm is looking for someone who can bring fresh thinking, not just follow established frameworks.    

What we are looking for

A strong understanding of ESG principles and how they apply within investment environments. This includes familiarity with areas such as climate risk, governance structures, ethical investing, and sustainability reporting. Experience in investment analysis, asset management, consulting, or a related field where ESG considerations have been part of decision-making. The ability to interpret complex data and translate it into clear, actionable insights for both technical and non-technical stakeholders. Confidence in working with senior professionals and contributing to high-level discussions where your input will directly influence investment outcomes. A commercially minded approach, with the ability to balance sustainability goals alongside financial performance.    

Salary and rewards

Base salary between £55,000 and £65,000 depending on experience Discretionary performance bonus linked to both individual contribution and portfolio success Long-term incentive scheme aligned with investment performance    

Benefits and perks

Hybrid working model available once you have established yourself within the team and understand internal operations Private healthcare and wellness support, including mental health services 25 days annual leave plus bank holidays, with the option to purchase additional days Enhanced pension scheme with employer contributions Annual ESG innovation allowance to support further learning, certifications, or research projects Access to exclusive industry events, conferences, and networking opportunities Clear progression pathway into senior ESG leadership or investment strategy roles    

Why this opportunity stands out

You will not just be measuring impact, you will be creating it. This is an opportunity to sit at the intersection of sustainability and high-level investment decision-making, where your insights will shape real outcomes. If you are looking for a role where ESG is taken seriously, where your voice carries weight, and where your work directly influences investment success, this is where you step up. Apply now to be part of a team redefining how investment and sustainability work together.

Location: St Mary Axe (The Gherkin), City of London Salary: £38,000 – £48,000 + performance bonus + study support Job Type: Full-time | Permanent    

About the Role

An exciting opportunity has arisen for a Junior Investment Manager to join a dynamic investment team based in the iconic Gherkin building in the heart of the City of London. This role is ideal for an ambitious graduate or early-career professional looking to develop within portfolio management, client advisory, and institutional investment strategy. You will work directly alongside senior investment managers, gaining exposure to discretionary portfolio management, asset allocation decisions, client meetings, and market analysis. This is a structured development role designed to fast-track high performers into fully authorised investment management positions.

 

Key Responsibilities

• Assist senior investment managers with portfolio construction and asset allocation
• Conduct market research and macroeconomic analysis
• Prepare client investment reports and performance summaries
• Attend client meetings alongside senior managers
• Monitor portfolio performance and risk metrics
• Support rebalancing and trade execution processes
• Contribute to investment committee documentation
• Maintain up-to-date knowledge of FCA regulations and compliance standards

 

What We’re Looking For

• Degree in Finance, Economics, Business, Mathematics or related field
• Strong analytical and numerical skills
• Excellent Excel and financial modelling capability
• High attention to detail
• Confident communicator with professional presentation skills
• Genuine interest in global markets and investment strategy

  Desirable:

•  Knowledge of asset classes including equities, fixed income and alternatives
•  Understanding of AML and regulatory frameworks
• Previous internship or placement experience within financial services

 

Development & Progression

This role includes:

• Structured two-year training programme
• Ongoing professional development support
• Mentorship from senior portfolio managers
• Exposure to high-net-worth and institutional clients
• Clear pathway to Investment Manager level

 

Why This Role Stands Out

Working in one of London’s most prestigious financial districts, you will gain hands-on exposure within a professional investment environment while developing both technical and client-facing expertise. This is not an administrative role. You will be actively involved in investment decisions, research projects, and strategic discussions from day one. Benefits

• Competitive base salary
• Annual discretionary bonus
• Private healthcare
• Pension scheme
• Modern office in the City of London
• Clear internal progression opportunities

If you are driven, analytical, and serious about building a long-term career in investment management, this is a rare opportunity to launch your career from one of London’s most recognisable financial landmarks.

About the job

Job Title: Mortgage and Protection Advisor

Basis: Self Employed

Location: Remote, you can be based anywhere in the UK

Scale your business with more freedom, higher earnings, and unmatched support.

We’re not just another network, we’re your growth partner. Whether you’re starting out or scaling up, OneDome Growth Partners gives you the support, tools and opportunities to build a business you’re proud of.

 

What we offer:

• Higher Payaway: Top commission paid for Mortgages and Protection
• Exclusive Access: Offer clients our award-winning HomeBuyer Service (mortgage + conveyancing from £999)
• More Revenue per Client: Earn an extra £495 per case and additional revenue by referring to our internal teams via a fully integrated process
• Leads Provided: A consistent flow of opportunities so you can focus on giving great advice and growing your business
• Marketing Power: Full brand and marketing support to accelerate your growth
• National Exposure: Benefit from our £7.5M Channel 4 TV campaign launching early 2026
• Exit Plan: When you decide to retire, we offer to purchase your client book, giving you a strong exit strategy and well-earned terminal value for your business.

 

What we’re looking for:

• Full CeMAP or equivalent qualification
• Minimum of 2 years' experience giving mortgage advice
• IT Literate and competent user of CRM and mortgage sourcing systems
• You are self-sufficient and have ambition to grow

OneDome Growth Partners is ideal for:

• Experienced, ambitious individual brokers ready to grow
• Firms with 3+ brokers looking to scale with the fastest growing mortgage network in the UK

About The Role

LOCATION: London, ENG SALARY: £51,700 per year - estimate

We’re looking for an experienced MLRO to lead our UK AML/CTF and Sanctions Compliance function. You’ll serve as the firm’s Money Laundering Reporting Officer (SMF17) and primary point of contact for the FCA and other UK authorities, providing strong second-line oversight and ensuring our financial crime framework remains robust, forward-looking, and fully compliant with UK regulatory expectations.

This is a senior, high-impact role within a fast-growing fintech, suited to someone comfortable operating with autonomy, bringing deep technical expertise, and thriving in a fast-paced environment.

What you’ll do

• Lead, develop, and continuously enhance a risk-based AML/CTF and Sanctions programme aligned with UK financial crime legislation and FCA expectations.
• Act as MLRO (SMF17), with oversight of SARs, internal reporting processes, NCA engagement, and broader financial crime governance.
• Serve as the primary liaison with the FCA and other UK authorities on AML/CTF and sanctions matters, including supervisory reviews, information requests, and regulatory engagement.
• Provide clear and independent second-line oversight of AML/CTF and sanctions risk management, controls, monitoring, and assurance across the business.
• Deliver timely and effective reporting to the Board and senior management, ensuring clarity on risks, themes, issues, and emerging threats.
• Oversee AML/CTF risk assessments, gap analyses, policies, procedures, and governance frameworks, ensuring alignment with UK regulations (MLRs, POCA, OFSI, JMLSG).
• Manage internal and external audits, regulatory reviews, and thematic assessments to ensure high-quality outcomes.
• Build AML/CTF and sanctions awareness across the organisation through targeted training and ongoing engagement with first-line teams.
• Oversee the effectiveness of customer monitoring, sanctions screening, and suspicious activity reporting processes.
• Partner closely with fraud, risk, compliance, and product teams to strengthen financial crime controls and respond to evolving risks and regulatory expectations.
• Ensure appropriate oversight of any outsourced AML/CTF activities, in line with FCA requirements and internal outsourcing frameworks.
• Contribute to the continued development of the Three Lines of Defence model as the business scales.

What you’ll bring

• Extensive hands-on UK AML/CTF and sanctions experience within payments, e-money, card issuing/acquiring, or fintech.
• Strong working knowledge of UK financial crime requirements, including MLRs, POCA, OFSI, JMLSG guidance, and FCA expectations.
• Proven experience overseeing AML/CTF monitoring, assurance, SAR processes, and regulatory engagement with the FCA and NCA.
• A track record of building or leading end-to-end AML/CTF and sanctions frameworks in a regulated environment.
• Confident communication skills, with the ability to provide effective challenge to senior stakeholders.
• High levels of ownership, sound professional judgement, and the ability to operate autonomously.
• A proactive, detail-oriented mindset and a strong sense of accountability.

Location: St Mary Axe The Gherkin London Contract: Full-Time, Entry Level  

Overview

This is an entry level opportunity designed for individuals looking to build a long term career within investment operations. The role is based in the heart of the City of London at The Gherkin and offers structured exposure to regulated investment environments. The successful candidate will work closely with senior investment and operations professionals and will learn directly through observation support and supervised involvement in day to day decision making. This role operates within a two year structured training and induction programme.  

About the Role

As an Investment Operations Assistant you will be embedded within the operations team and will shadow senior professionals on a daily basis. You will gain practical insight into how investment decisions are processed reviewed and executed within a regulated environment. You will support senior team members with operational tasks while developing a strong understanding of compliance controls and client servicing standards.  

Key Responsibilities

• Shadow senior investment and operations professionals
• Learn from senior decision making processes in real time
• Support trade lifecycle and operational processes
• Assist with client onboarding reporting and documentation
• Participate in client interactions alongside senior colleagues
• Support AML KYC and regulatory compliance processes
• Maintain accurate records in line with regulatory requirements

Training and Development

• Two year structured training and induction programme
• Continuous mentoring from senior investment professionals
• Hands on learning within a regulated environment
• Ongoing training in investment operations AML compliance and risk awareness
• Clear progression pathways for high performing candidates

Knowledge of AML or compliance is a strong advantage although full training will be provided.  

Candidate Profile

This role is suitable for school leavers career changers or individuals without a degree who are looking to enter the financial services sector. Ideal candidates will demonstrate

• Strong attention to detail
• Professional communication skills
• Willingness to learn and develop
• Interest in investment operations and financial markets
• Ability to work in a regulated professional environment

Knowledge of AML or compliance is a strong advantage although full training will be provided.  

What You Do Not Need

•  No university degree required
•  No prior investment banking experience required

We value commitment reliability and long term potential over academic background.  

Location

The role is based at St Mary Axe The Gherkin London offering exposure to a professional City of London investment environment  

Progression Opportunities

Successful candidates may progress into roles within

• Investment Operations
• Middle Office
• Risk and Controls
• Compliance and AML
• Investment support functions

 

Who Should Apply

This role is ideal for graduates or early-career professionals who are serious about building a career within investment operations, risk, compliance, and investment support functions. It suits individuals who value regulatory excellence, have a strong attention to detail, and are motivated to work in a structured, professional financial services environment. If you are organised, analytical, and eager to gain practical exposure across areas such as middle office, risk and controls, compliance, AML, and investment operations, this programme provides a strong platform to start and develop your career.

About the job

Are you an experienced mortgage advisor or mortgage broker looking to take your career to the next level, earn more money, and work flexible hours?

Earnings

Complete five mortgages per month and earn *£8,000 per month (£96,000 per year).

Receive 80% of the fees generated.

*Based on an average case value of £2,000.

We provide

• Training, admin support and compliance
• Marketing material
• Tools and technology
• Success Blueprint
• Everything you need to be successful

Why Join Us?

• Be your own boss
• Uncapped earnings
• Work from home, flexible hours
• Part of a national network
• Own your clients

Suitable candidate

• Experienced mortgage broker with CeMAP

The Mortgage Experts

We help mortgage advisors start and grow their own business and personal brand.

Part of The Experts Group of over 250 entrepreneurs across the property industry (residential and commercial sales, lettings, auctions, mortgages and recruitment).

Become ‘The Mortgage Expert’ in your local area.

Don’t miss this opportunity, apply today.